The SEC’s recent amendments to Rule 10b5-1, aimed at tightening regulations on trading plans for company insiders, took ...

Given the recent news about President-Elect Trump’s cabinet appointments , it is a safe bet that the SEC Division of Enforcement’s priorities ...

FORT WORTH, Texas (CN) — Trade groups want a Texas judge to throw out a new Securities and Exchange Commission rule expanding ...

State attorneys general and the DeFi Education Fund filed a lawsuit challenging the SEC's authority to regulate ...

Gary Gensler’s recent speech at the Annual Institute on Securities Regulation event indicates that he may expect to be out of ...

The SEC’s recent proposals on outsourcing and custody rules for RIAs may be retracted or delayed when Trump returns to the ...

Congress is likely to adopt legislation governing cryptocurrencies during President-elect Donald Trump's administration, Jay ...

A federal judge in DC was wrong to toss the first Trump administration’s restrictions on ISS and other proxy advisory firms ...

The SEC proposed investment and securities bill (ISB) 2024 may have several provisions that violate existing money laundering ...

A new SEC Chair under Trump’s administration could aim to simplify rules for digital assets, moving away from outdated laws ...

Many large US companies will disclose their greenhouse gas emissions in some form regardless of whether the SEC’s climate ...

A recent rulemaking regarding patient care decision support tools is an important step forward in ensuring safety and equity ...